Ambach v. Norwick, 441 U.S. 68 (1979)

Facts

  • New York required U.S. citizenship for permanent public-school teacher certification, with a limited exception for noncitizens who had manifested an intention to apply for citizenship.
  • Susan Norwick and Tarja Dachinger were lawful resident aliens in New York, married to U.S. citizens, and otherwise qualified to teach.
  • Both were eligible to naturalize but declined to apply for personal reasons.
  • New York denied their permanent teacher certification solely because they were aliens who had not sought citizenship.
  • They sued, alleging the certification rule violated the Equal Protection Clause by discriminating based on alienage.

Issues

  1. Whether a state may, consistent with the Equal Protection Clause, condition permanent public-school teacher certification on U.S. citizenship or a manifested intent to naturalize.
  2. Whether public-school teaching falls within the “governmental function” category allowing alienage-based exclusions to be reviewed under rational-basis scrutiny rather than strict scrutiny.

Decision

  • The Supreme Court reversed the three-judge district court and upheld the New York statute (5–4).
  • The Court held that public-school teaching is sufficiently connected to democratic self-government to fall within the “governmental function” exception for alienage classifications.
  • Applying rational-basis review, the Court concluded New York could limit permanent certification to citizens and to resident aliens who intended to become citizens.
  • State alienage classifications are generally suspect and ordinarily trigger strict scrutiny.
  • An exception applies to positions closely tied to democratic self-government (“governmental function”); for those positions, a citizenship requirement is evaluated under rational-basis review.
  • Public-school teachers may be treated as performing a governmental function because their responsibility and discretion include shaping students’ views about government, the political process, and civic responsibilities.
  • A state may rationally treat citizenship, or an intent to naturalize, as a legitimate qualification for public roles involving civic education and the formation of future citizens.

Conclusion

The Court held that New York could deny permanent public-school teacher certification to otherwise qualified resident aliens who were eligible for citizenship but chose not to seek it, because teaching in public schools falls within the governmental-function exception and the citizenship-or-intent requirement satisfies rational-basis review under the Equal Protection Clause.