Grupo Dataflux v. Atlas Glob. Grp., L.P., 541 U.S. 567 (2004)

Facts

  • A Texas limited partnership filed a state-law action in federal district court against a Mexican corporation, invoking diversity jurisdiction under 28 U.S.C. § 1332.
  • At filing, two partners of the partnership were Mexican citizens, and the defendant was a Mexican corporation.
  • Because a partnership has the citizenship of each partner, the plaintiff partnership was considered a citizen of Mexico at filing.
  • Before trial, the two Mexican partners withdrew from the partnership, leaving only non-Mexican partners.
  • A jury returned a verdict for the plaintiff.
  • After the verdict but before entry of judgment, the defendant moved to dismiss for lack of subject-matter jurisdiction based on the absence of complete diversity at filing.
  • The magistrate judge dismissed for lack of jurisdiction.
  • The court of appeals reversed, reasoning that the defect was “cured” before trial by the partners’ withdrawal and was not identified until after the verdict.

Issues

  1. Whether lack of complete diversity at the time of filing may be cured for subject-matter jurisdiction purposes by a post-filing change in an existing party’s citizenship.
  2. Whether considerations of finality and efficiency permit a federal court to proceed to judgment when a diversity defect present at filing is later eliminated without dismissal of a party.

Decision

  • The Supreme Court reversed the court of appeals in a 5–4 decision.
  • The Court held that a post-filing change in citizenship cannot cure a lack of subject-matter jurisdiction that existed at the time of filing in a diversity action.
  • The time-of-filing rule controlled because there was no change in the identity of the parties; only the citizenship of an existing party changed through partner withdrawals.
  • The Court distinguished prior precedent allowing cure by dismissal of a dispensable non-diverse party before trial, finding that rationale inapplicable where no party was dismissed.
  • Because aliens were on both sides at filing, diversity jurisdiction was absent and dismissal was required.
  • Diversity jurisdiction is determined by the citizenship of the parties as it existed at the time the complaint was filed.
  • A partnership is a citizen of every state or foreign country of which any partner is a citizen.
  • Post-filing changes to the citizenship of a party that remains in the case do not create subject-matter jurisdiction where it was absent at filing.
  • The limited exception recognized in cases allowing cure of diversity defects applies when a dispensable non-diverse party is dismissed, not when a party’s citizenship changes while the party remains.
  • Finality and efficiency do not justify creating a new exception that would permit jurisdiction to rest on later changes in citizenship rather than the filing-date facts.

Conclusion

The Court required dismissal because complete diversity was lacking when the suit was filed, and later withdrawal of non-diverse partners—without dismissal of any party from the case—could not retroactively supply federal subject-matter jurisdiction.