Lewis v. State, 474 So. 2d 766 (1985)

Facts

  • Alvin Ronald Lewis was indicted for murder under Ala. Code § 13A-6-2 after 15-year-old Damon Sanders died from a gunshot wound to the head at London Village Mobile Home Park.
  • Lewis and Sanders knew each other through acquaintances at the mobile-home park.
  • Earlier on the day of Sanders’s death, Lewis and Sanders played “Russian roulette” with a revolver (placing a single bullet in the cylinder, spinning it, placing the gun to the head, and pulling the trigger); the evidence was unclear whether the gun was loaded during that earlier play.
  • That evening, Lewis and Sanders went to the apartment of Lewis’s girlfriend, Jo Ann Kennedy, where Lewis told her they had been playing Russian roulette and demonstrated how they had been doing it.
  • During a later telephone call between Lewis and Kennedy, Lewis again referred to Russian roulette; Kennedy heard a “clicking” sound over the phone and told Lewis to put the gun away. Lewis told her there was only one bullet and that it was not in the gun.
  • Lewis later ended a phone call abruptly, saying something had happened, and reported to Kennedy that Sanders had “blown his brains out.” Kennedy told Lewis to call for help.
  • Shortly before the fatal shot, witnesses saw Sanders alone with the revolver, handling it and spinning the cylinder. One witness saw Sanders place the gun to his head and pull the trigger once without it firing.
  • A short time later, a gunshot was heard, and Sanders was found with a gunshot wound to the head.
  • At the close of the State’s evidence, the trial court granted Lewis’s motion for judgment of acquittal on murder and manslaughter, and submitted the case to the jury only on criminally negligent homicide under Ala. Code § 13A-6-4.
  • The jury found Lewis guilty of criminally negligent homicide, and the trial court sentenced him to 12 months in the county jail.
  • Lewis appealed, arguing that the evidence was insufficient because Sanders’s self-inflicted shooting—while Sanders was alone—broke the causal link required for criminally negligent homicide.

Issues

  1. Whether the evidence was sufficient to prove that Lewis caused Sanders’s death by criminal negligence under Ala. Code §§ 13A-6-4 and 13A-2-2(4) when Sanders shot himself while alone with the revolver.
  2. Whether Sanders’s voluntary act of pulling the trigger constituted an intervening cause that required reversal of Lewis’s criminally negligent homicide conviction.

Decision

  • The Alabama Court of Criminal Appeals reversed Lewis’s conviction for criminally negligent homicide.
  • The court concluded that, on the record presented, Sanders’s independent act of shooting himself while alone with the gun was an intervening cause that defeated the State’s proof of legal causation.
  • The court held that the evidence therefore was insufficient to support the conviction, and the judgment could not stand.
  • Criminally negligent homicide requires proof that the defendant caused the death of another person by criminal negligence. Ala. Code § 13A-6-4(a).
  • “Criminal negligence” means the defendant failed to perceive a substantial and unjustifiable risk, and that failure was a gross deviation from the standard of care a reasonable person would observe in the same situation. Ala. Code § 13A-2-2(4).
  • Criminal homicide liability requires legal causation, not merely proof that the defendant’s conduct occurred before the death.
  • An intervening, voluntary act by the victim may break the causal chain when it is independent of the defendant’s conduct and is treated as the immediate cause of death.
  • When reviewing sufficiency of the evidence, an appellate court asks whether the evidence, viewed most favorably to the State, permits a rational jury to find each element beyond a reasonable doubt, including causation.

Conclusion

Lewis’s conviction for criminally negligent homicide was reversed because, although Lewis had participated in Russian roulette earlier and the gun later remained available, the State failed to prove that Lewis’s criminal negligence was the legal cause of Sanders’s death where Sanders, while alone, independently handled the revolver and pulled the trigger, which the court treated as an intervening cause defeating criminal liability.