## **Learning Outcomes**

After completing this article, you will be able to explain the fundamental features of predictive (Waterfall) project management, including sequential phases, fixed baselines, and formal change control. You will recognize when Waterfall is appropriate, identify its main benefits and drawbacks versus adaptive approaches, and confidently answer PMP exam questions about predictive methods.

## **PMP Syllabus**

For PMP, you are required to understand the structure and application of predictive project management (Waterfall). Revision for this topic should focus on:

- The definition and structure of predictive (Waterfall) project management.
- The standard process groups and the sequencing of phases.
- How baselines for scope, schedule, and cost are established and controlled.
- The principles of strict change control and phase gates.
- Suitability of predictive methods for certain project types.
- The main advantages and disadvantages of Waterfall compared to Agile.
- The impact of Waterfall on stakeholder engagement, communication, and team roles.

## **Test Your Knowledge**

_Attempt these questions before reading this article. If you find some difficult or cannot remember the answers, remember to look more closely at that area during your revision._

1. In the Waterfall methodology, how are project phases typically scheduled?
   a) Overlapping work in parallel
   b) Strictly sequential, only one phase at a time
   c) Phases divided by timeboxing
   d) Based on user story prioritization

2. Once a predictive project’s baseline is approved, major changes to scope, schedule, or budget should be:
   a) Freely incorporated as needed
   b) Evaluated and approved through formal change control procedures
   c) Implemented by the team without approval
   d) Ignored until project closure

3. Which is the most appropriate setting for Waterfall project management?
   a) Rapidly changing market app development
   b) Construction of a hospital requiring regulatory compliance
   c) Basic research with unknown deliverables
   d) Ongoing data center support operations

## **Introduction**

Predictive project management, often called Waterfall, is a traditional approach that organizes work into defined phases, proceeds sequentially, and places heavy emphasis on upfront planning. Once finalized, requirements, schedule, and cost baselines are maintained using strict change and phase control. Waterfall remains a core approach for the PMP exam, especially for projects where requirements are clear and stability is a priority.

### What Is Predictive (Waterfall) Project Management?

In predictive projects, requirements and scope are determined early in the lifecycle. The project then proceeds through clearly defined phases, with each one completed and formally reviewed before the next can begin.

> **Key Term: Predictive (Waterfall) Project Management**
> A project management approach where the scope, timeline, and cost are defined early, and project phases are completed in a fixed, sequential order.

### Process Groups and Sequential Project Phases

Waterfall projects are structured around five standard PMP process groups:

1. **Initiating:** Formally defines and authorizes the project.
2. **Planning:** Gathers all requirements and creates a detailed project management plan—including clear scope, schedule, and cost baselines.
3. **Executing:** Carries out the plan by producing deliverables and consuming most resources.
4. **Monitoring & Controlling:** Continuously measures progress against the approved plan; identifies and manages deviations using formal change control.
5. **Closing:** Completes all project work, gains formal acceptance, and captures lessons learned.

> **Key Term: Process Group**
> One of five categories of project management activities: Initiating, Planning, Executing, Monitoring & Controlling, and Closing.

### Project Phases and Phase Gates

In predictive management, projects are divided into distinct phases such as requirements, design, build, test, deploy, and close. Each phase ends at a “phase gate,” where deliverables are reviewed and formally approved before the next phase starts.

> **Key Term: Phase Gate (Stage Gate)**
> A formal review and approval point at the end of a project phase, used to assess deliverables and authorize continued work.

### Baselines and Change Control

Predictive projects set a fixed baseline for scope, schedule, and cost during planning. These become the standards against which all progress and changes are measured.

> **Key Term: Baseline**
> The approved version of a plan or work product (e.g., scope, schedule, or cost), used to measure actual performance and control change.

Once baselines are approved, uncontrolled change is discouraged. Change requests must be evaluated for their effect on all project constraints and only implemented after formal approval.

> **Key Term: Change Control**
> The set of processes required to evaluate, approve, and incorporate changes to plans, deliverables, or baselines.

### **Worked Example 1.1**

A public infrastructure authority commissions a highway project with strict regulatory and funding constraints. Is predictive/Watefall project management appropriate?

> **Answer:** Yes; requirements, timeline, and quality standards are defined in advance, so Waterfall’s structured phase progression and strict change control ensure compliance.

### Managing Change and Quality in Waterfall Projects

After planning, all project work is measured against the original baselines. Quality is built in by specifying requirements and acceptance criteria upfront and defining quality metrics within the plan. Risk analysis is a major part of planning, and contingency plans are set where feasible.

If a change to scope, schedule, or cost is required later:

- The change must be documented and assessed for its effect on all constraints.
- Only formally approved changes are implemented; baselines are updated as necessary.
- Frequent, uncontrolled changes are discouraged and considered a failure of planning.

### **Exam Warning**

> The PMP exam tests knowledge of formal change management in predictive projects. Once the project management plan and baselines are set, changes must go through integrated change control. Forgetting this is a common reason for incorrect answers.

### When Should Predictive (Waterfall) Be Used?

Predictive is best when:

- Requirements are stable, complete, and can be determined early.
- The solution is well-understood; similar projects have been done before.
- The environment is controlled (e.g. construction, engineering, regulatory-driven).
- Major rework or change during execution would be costly or hazardous.
- Stakeholders and teams require rigid structure and detailed documentation.

### **Worked Example 1.2**

A manufacturer is rolling out a production line identical to previous factories. All specifications are clear, and any late change would be expensive. Is predictive project management suitable?

> **Answer:** Yes; detailed advanced planning and sequential work minimize risk and unplanned cost.

### **Worked Example 1.3**

A start-up is launching a tech product with uncertain target features and frequent market shifts. Is predictive (Waterfall) a good choice?

> **Answer:** No; the project has unclear requirements and changing goals—incremental or Agile methods will respond better.

### **Revision Tip**

> For PMP, focus on phase sequencing (complete one phase, sign off, then begin the next), formal change control, and when Waterfall is preferable to adaptive/hybrid approaches.

## **Summary**

Predictive project management (Waterfall) organizes projects into strict sequential phases, relies on robust planning and baselining, and uses formal change control for deviations. It is recommended for projects with clear, fixed requirements and where strict quality and schedule control are essential. Understanding Waterfall’s strengths and pitfalls, and when to recommend or avoid it, is essential for PMP exam and real-world project practice.

## **Key Point Checklist**

_This article has covered the following key knowledge points:_

- Predictive (Waterfall) relies on fixed requirements, sequential phases, and strict upfront planning.
- Projects use the five process groups and phases, finishing each before starting the next.
- Scope, schedule, and cost baselines are established during planning and tightly controlled during execution.
- Changes after the baseline require formal review and approval.
- Waterfall is suitable for projects with clear, stable goals where changes are rare or costly.
- The approach is less suitable for work with unclear scope, innovation, or frequent changes.
- Quality and risk are managed proactively in planning.

## **Key Terms and Concepts**

- Predictive (Waterfall) Project Management
- Process Group
- Baseline
- Phase Gate (Stage Gate)
- Change Control


Predictive project management - Waterfall methodology